Legal Opinion
Fed. Sec. L. Rep. P 97,301 Securities and Exchange Commission v. Spence & Green Chemical Company and Andrew Spence, Sr.
Court of Appeals for the Fifth Circuit
Decided February 27, 1980No. 76-4017, 77-1362, 77-2600 and 77-3173PublishedCited by 211 opinions
1Opinion of the Court
REAVLEY, Circuit Judge:
Appellee, Securities and Exchange Commission (SEC), commenced this injunctive action against Spence and Green Chemical Company and two of its principal shareholders, Andrew Spence and James I. Farmer, alleging violations of registration and anti-fraud provisions of the Securities Act of 1933 (sections 5(a), (c) and 17(a)), 15 U.S.C. §§ 77e(a), (c) and 77q(a), and of the anti-fraud provisions of the Securities Exchange Act of 1934 and regulations promulgated thereunder (section 10(b) and rule 10b-5), 15 U.S.C. § 78j(b) and 17 C.F.R. § 240.10b-5. Both Farmer and the…
2Cases cited24 opinions
- Adickes v. S. H. Kress & Co.Supreme Court of the United States · 1970
- First Nat. Bank of Ariz. v. Cities Service Co.Supreme Court of the United States · 1968
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
19 more not listed; retrieve them via the Exa API.
3Cited by211 opinions
- Marian Fontenot, Etc. v. The Upjohn CompanyCourt of Appeals for the Fifth Circuit · 1986
- International Shortstop, Inc., and Sam Talkington v. Rally's, Inc.Court of Appeals for the Fifth Circuit · 1991
- Michael A. Barfield v. David Brierton, Louis Carmichael, Richard Dugger, Thomas Barton, David E. Watson, Jerry C. Wade, Randall R. Music, John ShawCourt of Appeals for the Eleventh Circuit · 1989
- Burlington Coat Factory Warehouse Corporation v. Esprit De Corp. And Federated Department Stores, Inc.Court of Appeals for the Second Circuit · 1985
- Frank Landry v. Air Line Pilots Association International Afl-Cio, Taca Airlines, S.A. And Charles J. HuttingerCourt of Appeals for the Fifth Circuit · 1990
206 more not listed; retrieve them via the Exa API.