Legal Opinion
Viscomi v. Paine, Webber, Jackson & Curtis, Inc.
District Court, S.D. Florida
Decided November 14, 1984No. 84-6647-CIVPublishedCited by 15 opinions
1Opinion of the Court
ORDER OF DISMISSAL WITHOUT PREJUDICE
GONZALEZ, District Judge.
In this action plaintiff Nicholas Viscomi sues defendant Paine, Webber, Jackson & Curtis, Inc. and stockbroker Michael Yarmuth for violation of federal securities laws and Florida common law. The gravamen of plaintiff’s complaint is that defendants “churned” his account. Count I seeks relief under section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C.A. § 78j (1981), and Rule 10b-5, 17 C.F.R. § 240.-10b-5 (1983). Count II charges defendants with common-law fraud, while Count III seeks damages for defendants’ misdelivery of…
2Cases cited11 opinions
- United Mine Workers of America v. GibbsSupreme Court of the United States · 1966
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Fed. Sec. L. Rep. P 97,872 Lila A. Miley v. Oppenheimer & Company, Inc., Anthony L. Geller and John W. HamiltonCourt of Appeals for the Fifth Circuit · 1981
- In Re Catanella and EF Hutton and Co.District Court, E.D. Pennsylvania · 1984
- Fed. Sec. L. Rep. P 99,414 John E. Thompson v. Smith Barney, Harris Upham & Co., IncorporatedCourt of Appeals for the Eleventh Circuit · 1983
6 more not listed; retrieve them via the Exa API.
3Cited by15 opinions
- Craighead v. E.F. Hutton & Co.Court of Appeals for the Sixth Circuit · 1990
- Craighead v. Hutton & Company, Inc.Court of Appeals for the Sixth Circuit · 1990
- Knight v. EF Hutton and Co., Inc.District Court, M.D. Florida · 1990
- Anderson v. Transglobe Energy Corp.District Court, M.D. Florida · 1999
- Lafayette Corp. v. Bank of Boston International SouthDistrict Court, S.D. Florida · 1989
10 more not listed; retrieve them via the Exa API.