Legal Opinion
Lerman v. United States Securities & Exchange Commission
District Court, S.D. New York
Decided March 8, 2013No. Nos. 13 Misc. 050 (JGK), 13 Misc. 051 (JGK), 13 Misc. 052 (JGK)PublishedCited by 2 opinions
1Opinion of the Court
OPINION AND ORDER
JOHN G. KOELTL, District Judge.
Gregg Lerman (12 Misc. 50), Robert DePalo (12 Misc. 51), and Rosemarie De-Palo (12 Mise. 52) (collectively “the Movants”), seek an order preventing the United States Securities and Exchange Commission (“the SEC” or “the Commission”) from obtaining access to their financial records from Citibank, N.A., (“Citibank” or “the Bank”) and quashing the Commission’s administrative subpoenas requiring the production of those records *801under Section 1110 of the Right to Financial Privacy Act of 1978 (“RFPA”), 12 U.S.C. § 3410. For the reasons provided below,…
2Cases cited7 opinions
- United States v. Construction Products Research, Inc. Five Star Products, Inc. And H. Nash BabcockCourt of Appeals for the Second Circuit · 1996
- Securities & Exchange Commission v. Jerry T. O'Brien, Inc.Supreme Court of the United States · 1984
- 97 Cal. Daily Op. Serv. 7479, 97 Daily Journal D.A.R. 12,068 Federal Deposit Insurance Corporation, as Receiver for American Commerce National Bank, Anaheim, California v. Gerald J. Garner Joan Garner Scott B. Garner Craig Garner Daniel Garner Robin Garner Zimmett Keith Zimmett, Esq., Ltd. Keith Zimmett, AgentCourt of Appeals for the Ninth Circuit · 1997
- In Re McvaneCourt of Appeals for the Second Circuit · 1995
- Davidov v. United States Securities & Exchange CommissionDistrict Court, S.D. New York · 2006
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3Cited by2 opinions
- Arjent LLC v. United States Securities & Exchange CommissionDistrict Court, S.D. New York · 2014
- Nicksolat v. United States of America Department of TransportationDistrict Court, District of Columbia · 2017