Securities & Exchange Commission v. Jerry T. O'Brien, Inc.
Supreme Court of the United States
1Opinion of the CourtJustice Marshall
The Securities and Exchange Commission (SEC or Commission) has statutory authority to conduct nonpublic investigations into possible violations of the securities laws and, in the course thereof, to issue subpoenas to obtain relevant information. The question before us is whether the Commission must notify the “target” of such an investigation when it issues a subpoena to a third party.
r — i
This case represents one shard of a prolonged investigation by the SEC into the affairs of respondent Harry F. Magnu-son and persons and firms with whom he has dealt. The investigation began in 1980, when…
2Cases cited18 opinions
- Cort v. AshSupreme Court of the United States · 1975
- Cannon v. University of ChicagoSupreme Court of the United States · 1979
- Fisher v. United StatesSupreme Court of the United States · 1976
- United States v. PowellSupreme Court of the United States · 1964
- United States v. MillerSupreme Court of the United States · 1976
13 more not listed; retrieve them via the Exa API.
3Cited by197 opinions
- Carpenter v. United StatesSupreme Court of the United States · 2018
- United States v. DaccarettCourt of Appeals for the Second Circuit · 1993
- Kokesh v. Sec. & Exch. Comm'nSupreme Court of the United States · 2017
- Cooper v. SalazarCourt of Appeals for the Seventh Circuit · 1999
- Abdelfattah v. United States Department of Homeland SecurityCourt of Appeals for the D.C. Circuit · 2015
192 more not listed; retrieve them via the Exa API.