Bernard A. Schlifke and Harvey Kallick, D/B/A K & S Investments Co., a Partnership v. Seafirst Corp. And Seattle-First National Bank
Court of Appeals for the First Circuit
1Opinion of the Court
CUDAHY, Circuit Judge.
Plaintiffs-appellants Bernard A. Schlifke and Harvey Kallick commenced this securities fraud suit against several defendants, including Seattle-First National Bank, 1 alleging that the defendants violated the federal securities laws in connection with the sale of limited partnership interests in an oil and gas exploration program. 2 Plaintiffs advanced multiple theories of primary and secondary liability under section 12(2) of the Securities Act of 1933, 15 U.S.C. •§ 111 (2); section 10(b) of the Securities Exchange Act of 1934 (“SEA”), 15 U.S.C. § 78j(b) and Securities…
2Cases cited70 opinions
- Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- United States v. Diebold, Inc.Supreme Court of the United States · 1962
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
65 more not listed; retrieve them via the Exa API.
3Cited by172 opinions
- Fed. Sec. L. Rep. P 95,228 Rocco Dileo and Louise Dileo v. Ernst & YoungCourt of Appeals for the Seventh Circuit · 1990
- Sanders Confectionery Products, Inc. v. Heller Financial, Inc.Court of Appeals for the Sixth Circuit · 1992
- Craftmatic Securities Litigation v. KraftsowCourt of Appeals for the Third Circuit · 1989
- Ivan N. Schatz Joann B. Schatz v. Mark E. Rosenberg Mer Enterprises, Incorporated Stephen Jaeger Weinberg & GreenCourt of Appeals for the Fourth Circuit · 1991
- Maldonado v. DominguezCourt of Appeals for the First Circuit · 1998
167 more not listed; retrieve them via the Exa API.