Legal Opinion

Bernard A. Schlifke and Harvey Kallick, D/B/A K & S Investments Co., a Partnership v. Seafirst Corp. And Seattle-First National Bank

Court of Appeals for the First Circuit

Decided January 19, 1989No. 87-2898PublishedCited by 172 opinions

1Opinion of the Court

CUDAHY, Circuit Judge.

Plaintiffs-appellants Bernard A. Schlifke and Harvey Kallick commenced this securities fraud suit against several defendants, including Seattle-First National Bank, 1 alleging that the defendants violated the federal securities laws in connection with the sale of limited partnership interests in an oil and gas exploration program. 2 Plaintiffs advanced multiple theories of primary and secondary liability under section 12(2) of the Securities Act of 1933, 15 U.S.C. •§ 111 (2); section 10(b) of the Securities Exchange Act of 1934 (“SEA”), 15 U.S.C. § 78j(b) and Securities…

2Cases cited70 opinions

  1. Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
  2. Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
  3. United States v. Diebold, Inc.Supreme Court of the United States · 1962
  4. Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
  5. Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946

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3Cited by172 opinions

  1. Fed. Sec. L. Rep. P 95,228 Rocco Dileo and Louise Dileo v. Ernst & YoungCourt of Appeals for the Seventh Circuit · 1990
  2. Sanders Confectionery Products, Inc. v. Heller Financial, Inc.Court of Appeals for the Sixth Circuit · 1992
  3. Craftmatic Securities Litigation v. KraftsowCourt of Appeals for the Third Circuit · 1989
  4. Ivan N. Schatz Joann B. Schatz v. Mark E. Rosenberg Mer Enterprises, Incorporated Stephen Jaeger Weinberg & GreenCourt of Appeals for the Fourth Circuit · 1991
  5. Maldonado v. DominguezCourt of Appeals for the First Circuit · 1998

167 more not listed; retrieve them via the Exa API.

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