Legal Opinion
United States Securities and Exchange Commission v. Morningview Financial LLC
District Court, S.D. New York
Decided November 7, 2023No. 1:22-cv-08142Unknown
1Opinion
USDC SDNY DOCUMENT UNITED STATES DISTRICT COURT ELECTRONICALLY FILED SOUTHERN DISTRICT OF NEW YORK DOC #: DATE FILED:_ 11/7/23 U.S. SECURITIES & EXCHANGE COMMISSION, 22 Civ. 8142 (VM) Plaintiff, DECISION AND ORDER - against - MORNINGVIEW FINANCIAL LLC and MILES M. RICCIO, Defendants, and JOSEPH M. RICCIO, JR., Relief Defendant. VICTOR MARRERO, United States District Judge. When it passed the Securities Exchange Act of 1934 (the “Exchange Act” or the “Act”) nearly 90 years ago, Congress defined “dealer” as “any person engaged in the business of buying and selling securities for his own…
2Cases cited29 opinions
- Ashcroft v. IqbalSupreme Court of the United States · 2009
- Bell Atlantic Corp. v. TwomblySupreme Court of the United States · 2007
- Chevron U. S. A. Inc. v. Natural Resources Defense Council, Inc.Supreme Court of the United States · 1984
- United States v. Mead Corp.Supreme Court of the United States · 2001
- Duncan v. WalkerSupreme Court of the United States · 2001
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