Legal Opinion
Securities & Exchange Commission v. Deyon
District Court, D. Maine
Decided August 27, 1997No. Civ. 95-164-BPublishedCited by 5 opinions
1Opinion of the Court
FINDINGS OF FACT AND CONCLUSIONS OF LAW
BRODY, District Judge.
Plaintiff, the Securities and Exchange Commission (“SEC”), alleged in a Complaint dated July 25, 1995, that Defendants, Ellis Deyon, Bradley Gullett, Sherwood Craig, William Hanke, and Dove Investment Group, Inc., violated Section 17(a) of the Securities Act of 1933,15 U.S.C. § 77q(a), Section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b), and Rule 10b-5 thereunder, 17 C.F.R. § 240.10b-5, and Section 15(a) of the Securities Exchange Act of 1934, 15 U.S.C. § 78o(a). After Deyon settled with the SEC, the Court…
2Cases cited8 opinions
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Securities and Exchange Commission v. W. J. Howey Co.Supreme Court of the United States · 1946
- United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
- Aaron v. Securities & Exchange CommissionSupreme Court of the United States · 1980
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
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3Cited by5 opinions
- Securities & Exchange Commission v. Kenton Capital, Ltd.District Court, District of Columbia · 1998
- Black Diamaond Fund, LLLP v. JosephColorado Court of Appeals · 2009
- SEC v. Allen SmithDistrict Court, D. New Hampshire · 2015
- EdgePoint Capital Hldgs, LLC v. Apothecare Pharmacy, LLCCourt of Appeals for the First Circuit · 2021
- SECURITIES AND EXCHANGE COMMISSION v. WALLDistrict Court, D. Maine · 2020