Legal Opinion

SECURITIES AND EXCHANGE COMMISSION v. WALL

District Court, D. Maine

Decided March 31, 2020No. 2:19-cv-00139Unknown

1Opinion

UNITED STATES DISTRICT COURT DISTRICT OF MAINE SECURITIES AND EXCHANGE ) COMMISSION, ) ) Plaintiff ) ) v. ) No. 2:19-cv-00139-JHR ) JEFFREY E. WALL and ) THE LIGHTHOUSE EVENTS, LLC, ) ) Defendants ) MEMORANDUM DECISION AND ORDER ON PLAINTIFF’S MOTION FOR SUMMARY JUDGMENT1 The Securities and Exchange Commission (“SEC”), the plaintiff in this securities-fraud action, has filed an unopposed motion for summary judgment against defendants Jeffrey E. Wall and The Lighthouse Events, LLC (“Lighthouse”) on all three of its claims, alleging fraud in the offer or sale of securities in violation of…

2Cases cited36 opinions

  1. Celotex Corp. v. Catrett, Administratrix of the Estate of CatrettSupreme Court of the United States · 1986
  2. Basic Inc. v. LevinsonSupreme Court of the United States · 1988
  3. TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
  4. Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
  5. Borges Ex Rel. SMBW v. Serrano-IsernCourt of Appeals for the First Circuit · 2010

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