Legal Opinion
Securities & Exchange Commission v. Scott
District Court, S.D. New York
Decided June 14, 1983No. 82 Civ. 1166 (WCC)PublishedCited by 28 opinions
1Opinion of the Court
OPINION AND ORDER
CONNER, District Judge:
This case involves yet another skirmish in the long-running battle between the Securities and Exchange Commission (the “SEC” or the “Commission”) and defendant Raymond L. Dirks (“Dirks”), a well-known, if controversial, securities analyst. In February of 1982, the SEC commenced this action seeking to enjoin Dirks, defendant Michael C. Scott (“Scott”) and three other defendants from further violations of Section 17(a) of the Securities Act of 1933 (“Securities Act”), 15 U.S.C. § 77q(a), Section 10(b) of the Securities Exchange Act of 1934 (“Exchange…
2Cases cited24 opinions
- Ohio v. RobertsSupreme Court of the United States · 1980
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Baxter v. PalmigianoSupreme Court of the United States · 1976
- Herman & MacLean v. HuddlestonSupreme Court of the United States · 1983
19 more not listed; retrieve them via the Exa API.
3Cited by28 opinions
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
- Securities & Exchange Commission v. WaterhouseDistrict Court, S.D. New York · 1992
- In Re WorldCom, Inc. Securities LitigationDistrict Court, S.D. New York · 2004
- United States v. Bonanno Organized Crime Family of La Cosa NostraDistrict Court, E.D. New York · 1988
- Securities & Exchange Commission v. MusellaDistrict Court, S.D. New York · 1984
23 more not listed; retrieve them via the Exa API.