Legal Opinion
Securities & Exchange Commission v. Wyly
District Court, S.D. New York
Decided December 19, 2014No. 10-cv-5760 (SAS)PublishedCited by 4 opinions
1Opinion of the Court
OPINION AND ORDER
SHIRA A. SCHEINDLIN, District Judge.
I. INTRODUCTION1
The Securities and Exchange Commission (“SEC”) brought this civil enforcement action against Samuel Wyly and Donald R. Miller, Jr. as the Independent Executor of the Will and Estate of Charles J. Wyly, Jr. (Charles Wyly and, together with Samuel Wyly, the “Wylys”). The SEC alleged ten securities violations arising from a scheme in which the Wylys established a group of offshore trusts and subsidiary entities in the Isle of Man (“IOM”), used those offshore entities to trade in shares of four public companies (the “Issuers”)…
2Cases cited24 opinions
- Dura Pharmaceuticals, Inc. v. BroudoSupreme Court of the United States · 2005
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Gabelli v. Securities & Exchange CommissionSupreme Court of the United States · 2013
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
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3Cited by4 opinions
- Securities and Exchange Commission v. MillerCourt of Appeals for the Second Circuit · 2015
- U.S. Securities and Exchange Commission v. E-Smart Technologies, Inc.District Court, District of Columbia · 2015
- In re WylyUnited States Bankruptcy Court, N.D. Texas · 2015
- Securities & Exchange Commission v. WylyDistrict Court, S.D. New York · 2015