Legal Opinion
U.S. Securities and Exchange Commission v. E-Smart Technologies, Inc.
District Court, District of Columbia
Decided October 13, 2015No. Civil Action No. 2011-0895PublishedCited by 13 opinions
1Opinion of the Court
MEMORANDUM OPINION
JAMES E. BOASBERG, United States District Judge
This civil-enforcement case brought by the Securities and Exchange Commission has at long last rounded the corner from the liability phase to the remedy phase. In 2011, the SEC accused Mary A. Grace, Tamio Saito, e-Smart Technologies, Inc., Intermarket Ventures Inc., and IVI Smart Technologies, Inc., along with several individual brokers, of violating multiple provisions of the Securities Exchange Act of 1934 and the Securities Act of 1933 in connection with the unlawful sale of e-Smart securities. In three decisions spanning…
2Cases cited49 opinions
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- David Nathaniel Jackson v. Malcolm Beech David Nathaniel Jackson v. Malcolm BeechCourt of Appeals for the D.C. Circuit · 1980
- Steadman v. Securities & Exchange CommissionSupreme Court of the United States · 1981
- Gabelli v. Securities & Exchange CommissionSupreme Court of the United States · 2013
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
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3Cited by13 opinions
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- United States Securities and Exchange Commission v. J.P. Morgan Securities LLCDistrict Court, District of Columbia · 2017
- Securities & Exchange Commission v. MahabubDistrict Court, D. Colorado · 2019
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