Legal Opinion
Armstrong, Jones & Co., and Thomas W. Itin v. Securities and Exchange Commission
Court of Appeals for the Sixth Circuit
Decided February 12, 1970No. 19291_1PublishedCited by 28 opinions
1Opinion of the Court
JOHN W. PECK, Circuit Judge.
This case is before the Court on a petition for Review of the Findings and Order of the Securities and Exchange Commission (hereinafter “Commission”). The Commission found that petitioners, Armstrong, Jones & Co. and its president and chairman, Thomas W. Itin, violated various sections of the Securities Act of 1933 and the Securities Exchange Act of 1934 and the rules promulgated thereunder. Based upon its finding of violations the Commission ordered the permanent revocation of Armstrong Jones’s broker-dealer registration and further ordered Armstrong Jones…
2Cases cited4 opinions
- Charles P. Lawrence v. Securities and Exchange CommissionCourt of Appeals for the First Circuit · 1968
- Sidney Tager v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1965
- Regina Dlugash, Doing Business as Douglas Enterprises and Jack Dlugash v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1967
- Marketlines, Inc. v. The Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1967
3Cited by28 opinions
- Rolf v. Blyth, Eastman Dillon & Co.Court of Appeals for the Second Circuit · 1978
- Fed. Sec. L. Rep. P 97,357 Marbury Management, Inc., and Harry Bader, Plaintiffs-Appellants-Appellees v. Alfred Kohn, and Wood, Walker & Co.Court of Appeals for the Second Circuit · 1980
- SHARP, Stanley L. v. COOPERS & LYBRAND, AppellantCourt of Appeals for the Third Circuit · 1981
- Zweig v. Hearst Corp.Court of Appeals for the Ninth Circuit · 1975
- Fed. Sec. L. Rep. P 95,441 Securities and Exchange Commission v. Geon Industries, Inc., Frank Bloom and Edwards & HanlyCourt of Appeals for the Second Circuit · 1976
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