Legal Opinion
Sidney Tager v. Securities and Exchange Commission
Court of Appeals for the Second Circuit
Decided April 12, 1965No. 286, Docket 29076PublishedCited by 45 opinions
1Opinion of the Court
LUMBARD, Chief Judge.
Sidney Tager petitions to review an order of the Securities and Exchange Commission which revoked his registration as a broker and dealer and expelled him from membership in the National Association of Securities Dealers (“NASD”). The Commission found that Tager wilfully violated the anti-fraud and anti-manipulative provisions of § 17(a) of the Securities Act of 1933, 15 U.S.C. § 77q(a), of §§ 10(b) and 15(c) (1) of the Securities Exchange Act of 1934, 15 U.S.C. §§ 78j(b), 78o(c) (1), and Rules 10b-5, 10b-6 and 15cl-2 thereunder (17 C.F.R. §§ 240.10b-5, 240.10b-6,…
2Cases cited9 opinions
- Phelps Dodge Corp. v. National Labor Relations BoardSupreme Court of the United States · 1941
- American Power & Light Co. v. Securities & Exchange CommissionSupreme Court of the United States · 1946
- Federal Communications Commission v. Woko, Inc.Supreme Court of the United States · 1946
- Moog Industries, Inc. v. Federal Trade CommissionSupreme Court of the United States · 1958
- Gilligan, Will & Co., a Partnership, and James Gilligan and William Will v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1959
4 more not listed; retrieve them via the Exa API.
3Cited by45 opinions
- Charles W. STEADMAN, Petitioner, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Fifth Circuit · 1979
- Mortimer W. Hanly, Arthur Gladstone, Frederick C. Stutzmann, Jr., Steven Charles Paras, and Charles Arthur Fehr v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1969
- Securities and Exchange Commission v. Texas Gulf Sulphur Co., a Texas Corporation, Charles F. Fogarty, Richard D. Mollison, Walter Holyk, Kenneth H. Darke, Francis G. Coates, Claude O. Stephens, John A. Murray, Earl L. Huntington, and Harold B. Kline, Defendants- Securities and Exchange Commission v. David M. Crawford and Richard H. ClaytonCourt of Appeals for the Second Circuit · 1968
- ARTHUR LIPPER CORPORATION and Arthur Lipper, III, Petitioners, v. SECURITIES AND EXCHANGE COMMISSION, RespondentCourt of Appeals for the Second Circuit · 1977
- Securities & Exchange Commission v. Texas Gulf Sulphur Co.Court of Appeals for the Second Circuit · 1968
40 more not listed; retrieve them via the Exa API.