Legal Opinion
Regina Dlugash, Doing Business as Douglas Enterprises and Jack Dlugash v. Securities and Exchange Commission
Court of Appeals for the Second Circuit
Decided February 21, 1967No. 30891_1PublishedCited by 21 opinions
1Opinion of the Court
ANDERSON, Circuit Judge:
Regina Dlugash, d/b/a Douglas Enterprises, and Jack Dlugash, individually, petition this court for review of an order of the Securities and Exchange Commission which revoked the broker-dealer registration of Douglas Enterprises, expelled Douglas from membership in the National Association of Securities Dealers, and found Jack Dlugash a “cause of the order.” The order was based on the Commission’s finding that petitioners had willfully violated the anti-fraud and anti-manipulation provisions of the Securities Act of 1933 and the Securities Exchange Act of 1934 1 in…
2Cases cited4 opinions
- Palermo v. United StatesSupreme Court of the United States · 1959
- United States v. Carl D. SchaeferCourt of Appeals for the Seventh Circuit · 1962
- Stone v. United StatesCourt of Appeals for the Sixth Circuit · 1940
- United States v. BenjaminCourt of Appeals for the Second Circuit · 1964
3Cited by21 opinions
- Mayflower Securities Co. v. Bureau of SecuritiesSupreme Court of New Jersey · 1973
- Butz v. Glover Livestock Commission Co.Supreme Court of the United States · 1973
- Mortimer W. Hanly, Arthur Gladstone, Frederick C. Stutzmann, Jr., Steven Charles Paras, and Charles Arthur Fehr v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1969
- Rolf v. Blyth Eastman Dillon & Co., Inc.District Court, S.D. New York · 1977
- Fed. Sec. L. Rep. P 95,017 Securities and Exchange Commission v. Management Dynamics, Inc., and William N. Levy, Securities and Exchange Commission v. Management Dynamics, Inc., and Samuel D. HodgeCourt of Appeals for the Second Circuit · 1975
16 more not listed; retrieve them via the Exa API.