Legal Opinion
Nassar and Company, Inc. v. Securities and Exchange Commission, Nassar and Company, Inc., and George M. Nassar v. Securities and Exchange Commission
Court of Appeals for the D.C. Circuit
Decided October 3, 1977No. 76-1278, 76-1536PublishedCited by 19 opinions
1Opinion of the Court
BAZELON, Chief Judge:
Both of these related cases involve an order of the Securities and Exchange Commission, entered February 12, 1976, which revoked the registration of Nassar, Inc. as a broker and dealer in securities, expelled it from membership in the National Association of Securities Dealers, Inc. and barred Mr. Nassar from association with any broker or dealer.1 No. 76-1278 is before us on a petition to review the Com*792mission’s order pursuant to Section 25(a) of the Securities Exchange Act of 1934, 15 U.S.C. § 78y(a).2 In No. 76-1536, Nassar appeals from a district court order…
2Cases cited5 opinions
- Ernst & Ernst v. HochfelderSupreme Court of the United States · 1976
- Santa Fe Industries, Inc. v. GreenSupreme Court of the United States · 1977
- Investment Company Institute v. Board of Governors of the Federal Reserve SystemCourt of Appeals for the D.C. Circuit · 1977
- Collins Securities Corporation and Timothy Collins v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1977
- KIRO, Inc. v. Federal Communications CommissionCourt of Appeals for the D.C. Circuit · 1976
3Cited by19 opinions
- State of Alaska v. Cecil D. AndrusCourt of Appeals for the D.C. Circuit · 1978
- Checkosky v. SecCourt of Appeals for the D.C. Circuit · 1994
- Securities and Exchange Commission v. Falstaff Brewing Corporation and Paul KalmanovitzCourt of Appeals for the D.C. Circuit · 1980
- Securities & Exchange Commission v. National Student Marketing Corp.District Court, District of Columbia · 1978
- Checkosky v. Securities & Exchange CommissionCourt of Appeals for the D.C. Circuit · 1994
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