Legal Opinion
Securities & Exchange Commission v. Wyly
District Court, S.D. New York
Decided June 6, 2013No. 10 Civ. 5760(SAS)PublishedCited by 9 opinions
1Opinion of the Court
OPINION AND ORDER
SHIRA A. SCHEINDLIN, District Judge.
I. INTRODUCTION
The Securities and Exchange Commission (“SEC”) brings suit against Samuel *550Wyly; Donald R. Miller, Jr. as the Independent Executor of the Will and Estate of Charles J. Wyly Jr. (Charles Wyly and, together with Samuel Wyly, the “Wylys”); the Wylys’ attorney Michael C. French;1 and their stockbroker Louis J. Schaufele III2 (together, “Defendants”). The SEC alleges thirteen securities violations based on Defendants’ participation in a scheme from 1992 through at least 2004, in which the Wylys hid their ownership of and trading…
2Cases cited50 opinions
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- Reeves v. Sanderson Plumbing Products, Inc.Supreme Court of the United States · 2000
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- United States v. HalperSupreme Court of the United States · 1989
- Koch v. Christie's International PLCCourt of Appeals for the Second Circuit · 2012
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3Cited by9 opinions
- United States Securities & Exchange Commission v. WeyDistrict Court, S.D. New York · 2017
- Securities and Exchange Commission v. MillerCourt of Appeals for the Second Circuit · 2015
- Sec. & Exch. Comm'n v. CohenDistrict Court, E.D. New York · 2018
- Securities & Exchange Commission v. WylyDistrict Court, S.D. New York · 2014
- United States v. Prevezon Holdings, Ltd.District Court, S.D. New York · 2017
4 more not listed; retrieve them via the Exa API.