Legal Opinion
Phillips v. Securities and Exchange Commission
Court of Appeals for the Second Circuit
Decided January 7, 1946No. 7PublishedCited by 19 opinions
1Opinion of the Court
CLARK, Circuit Judge.
This is a petition to review orders of the Securities and Exchange Commission, under § 11(e) of the Public Utility HoTding Company Act of 1935, 15 U.S.C.A. § 79k (e), authorizing and directing the United Corporation to effect a plan for the redemption of a portion of its preferred stock. The United Corporation, a Delaware corporation, is the - top unit of a holding-company system and a registered holding company under § 5 of the Act, 15 U. S.C.A. § 79e. On August 14, 1943, the Commission issued a simplification order under § 11(b) (2), requiring United to change its…
2Cases cited7 opinions
- Otis & Co. v. Securities & Exchange CommissionSupreme Court of the United States · 1945
- Commonwealth & Southern Corp. v. Securities & Exchange CommissionCourt of Appeals for the Third Circuit · 1943
- Morgan Stanley & Co. v. Securities Exchange CommissionCourt of Appeals for the Second Circuit · 1942
- In Re Standard Power & Light CorporationDistrict Court, D. Delaware · 1943
- Public Service Corp. v. Securities & Exchange CommissionCourt of Appeals for the Third Circuit · 1942
2 more not listed; retrieve them via the Exa API.
3Cited by19 opinions
- In Re Penn Central Transportation CompanySpecial Court under the Regional Rail Reorganization Act · 1974
- Matter of the United Corporation. Joseph B. Hyman, in No. 12151, Randolph Phillips, in Nos. 12157, 12158Court of Appeals for the Third Circuit · 1957
- Phillips v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1948
- General Protective Committee for the Holders of Option Warrants of the United Corp. v. Securities & Exchange CommissionSupreme Court of the United States · 1954
- Public Service Commission v. Securities & Exchange CommissionCourt of Appeals for the Second Circuit · 1948
14 more not listed; retrieve them via the Exa API.