Legal Opinion

Phillips v. Securities and Exchange Commission

Court of Appeals for the Second Circuit

Decided December 6, 1948No. 57, 58, Dockets 20523, 21078PublishedCited by 18 opinions

1Opinion of the Court

CLARK, Circuit Judge.

Randolph Phillips, petitioner in the first appeal here and one of the plaintiffs-appellants in the other, is a stockholder in The United Corporation, a public utility holding company registered under the Public Utility Holding Company Act of 1935, 49 Stat. 838, 15 U.S.C.A. § 79. In- 1943, the Securities and Exchange Commission, acting under the “death-sentence” provision of that Act, § 11, 15 U.S.C.A. § 791c, ordered that United cease to be a holding company, but withheld a dissolution order, in view of United’s expressed intention to become an investment company. Matter…

2Cases cited12 opinions

  1. Columbia Broadcasting System, Inc. v. United StatesSupreme Court of the United States · 1942
  2. Federal Power Commission v. Metropolitan Edison Co.Supreme Court of the United States · 1938
  3. Jones v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1935
  4. Phillips v. Securities & Exchange CommissionSupreme Court of the United States · 1946
  5. Phillips v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 1946

7 more not listed; retrieve them via the Exa API.

3Cited by18 opinions

  1. Investment Company Institute v. Board of Governors of the Federal Reserve SystemCourt of Appeals for the D.C. Circuit · 1977
  2. Isbrandtsen Co., Inc. v. United StatesCourt of Appeals for the D.C. Circuit · 1954
  3. Rieser v. Baltimore Ohio Railroad CompanyCourt of Appeals for the Second Circuit · 1955
  4. International Nickel Co., Inc. v. Martin J. Barry, IncCourt of Appeals for the Fourth Circuit · 1953
  5. Algonquin Gas Transmission Co. v. Federal Power CommissionCourt of Appeals for the First Circuit · 1953

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