Legal Opinion
Securities & Exchange Commission v. Diversified Corporate Consulting Group
Court of Appeals for the Eleventh Circuit
Decided July 27, 2004No. 02-13446PublishedCited by 32 opinions
1Per curiam
This action was brought in the district court by the Securities and Exchange Commission (“SEC”) against Diversified Corporate Consulting Group, L.C. (“Diversified”),1 Joseph Radeliffe, William A. Calvo III, and Jerome Rosen. The SEC’s four-count complaint alleged that these defendants sold unregistered securities— shares of common stock of Systems of Excellence, Inc. (“SOE”) — in violation of §§ 5(a) and (c) of the Securities Act of 1933, 15 U.S.C. §§ 77e(a) and 77e(c), and manipulated the market for SOE common stock in violation of § 17(a) the 1933 Act, 15 U.S.C. § 77q(a), § 10(b) of the…
2Cases cited5 opinions
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Strategic Income Fund, L.L.C., Hennessy Cadillac, Inc. v. Spear, Leeds & Kellogg Corporation, First Options of Chicago, Inc.Court of Appeals for the First Circuit · 2002
- Securities & Exchange Commission v. CalvoCourt of Appeals for the Eleventh Circuit · 2004
- In Re Daikin Miami Overseas, Inc., Debtors, Daikin Miami Overseas, Inc. v. Lee, Schulte, Murphy & Coe, P.A.Court of Appeals for the Eleventh Circuit · 1989
- Holmes v. West Palm Beach Housing AuthorityCourt of Appeals for the Eleventh Circuit · 2002
3Cited by32 opinions
- Christopher J. Weiland v. Palm Beach County Sheriff's OfficeCourt of Appeals for the Eleventh Circuit · 2015
- Goldsmith v. Bagby Elevator Co., Inc.Court of Appeals for the Eleventh Circuit · 2008
- Ryan D. Burch v. P.J. Cheese, Inc.Court of Appeals for the Eleventh Circuit · 2017
- Jarkesy v. SECCourt of Appeals for the Fifth Circuit · 2022
- Securities & Exchange Commission v. TamboneCourt of Appeals for the First Circuit · 2008
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