Legal Opinion
Securities and Exchange Commission v. Penn Cent. Co.
District Court, E.D. Pennsylvania
Decided December 28, 1976No. C. A. 74-1125PublishedCited by 28 opinions
1Opinion of the Court
OPINION
JOSEPH S. LORD, III, Chief Judge.
Plaintiff, the Securities and Exchange Commission (“SEC”), alleges that various corporate and individual defendants, by virtue of numerous acts and omissions, have violated section 17(a) of the Securities Act of 1933 [15 U.S.C. § 77q(a)], sections 10(b) and 13(a) of the Securities Exchange Act of 1934 [15 U.S.C. §§ 78j(b), 78m(a)] and Rules 10b-5 and 13a-l promulgated by the SEC [17 C.F.R. §§ 240.10b-5, 240.13a-l]. Six of the defendants have filed motions to dismiss and for summary judgment.
The moving defendants are: Penn Central Co. (“Penn Central”), a…
2Cases cited24 opinions
- United States v. W. T. Grant Co.Supreme Court of the United States · 1953
- Porter v. Warner Holding Co.Supreme Court of the United States · 1946
- United States v. SummerlinSupreme Court of the United States · 1940
- Mitchell v. Robert DeMario Jewelry, Inc.Supreme Court of the United States · 1960
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
19 more not listed; retrieve them via the Exa API.
3Cited by28 opinions
- Fed. Sec. L. Rep. P 96,370 Securities and Exchange Commission v. Koracorp Industries, Inc.Court of Appeals for the Ninth Circuit · 1978
- Securities and Exchange Commission v. Maurice RindCourt of Appeals for the Ninth Circuit · 1993
- In Re Richard G. Sherman in Re Andrea Pearl Sherman, Debtors, Richard G. Sherman Andrea Pearl Sherman v. Securities and Exchange CommissionCourt of Appeals for the Ninth Circuit · 2007
- Litton Industries, Inc. v. Lehman Bros. Kuhn Loeb Inc.District Court, S.D. New York · 1990
- Securities & Exchange Commission v. LorinDistrict Court, S.D. New York · 1994
23 more not listed; retrieve them via the Exa API.