Legal Opinion
Securities & Exchange Commission v. Lorin
District Court, S.D. New York
Decided November 21, 1994No. 90 Civ. 7461 (HB)PublishedCited by 41 opinions
1Opinion of the Court
OPINION AND ORDER
BAER, District Judge.
On November 20, 1990, the Securities and Exchange Commission (“SEC”) brought this civil injunctive action pursuant to section 20(b) of the Securities’Act of 1933 (“Securities Act”), 15 U.S.C. § 77t(b) (1988), and section 21(d) of the Securities and Exchange Act of 1934 (“Exchange Act”), 15 U.S.C. § 78u(d) (Supp.1993). The complaint alleges, in relevant part, that defendants Capital Shares, Inc. (“Capital Shares”), Lawrence Caito (“Caito”), the owner, president and head trader of Capital Shares, and Eugene K. Laff (“Laff’) had engaged in manipulative…
2Cases cited52 opinions
- Grogan v. GarnerSupreme Court of the United States · 1991
- Bell v. HoodSupreme Court of the United States · 1946
- Local Loan Co. v. HuntSupreme Court of the United States · 1934
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- United States v. HalperSupreme Court of the United States · 1989
47 more not listed; retrieve them via the Exa API.
3Cited by41 opinions
- County of Santa Fe v. Public Service Co.Court of Appeals for the Tenth Circuit · 2002
- Securities & Exchange Commission v. ContorinisCourt of Appeals for the Second Circuit · 2014
- P. Stolz Family Partnership L.P. v. DaumCourt of Appeals for the Second Circuit · 2004
- Patricia A. Johnson v. Securities and Exchange CommissionCourt of Appeals for the D.C. Circuit · 1996
- Securities & Exchange Commission v. McCaskeyDistrict Court, S.D. New York · 1999
36 more not listed; retrieve them via the Exa API.