Legal Opinion
Newman v. Rothschild
District Court, S.D. New York
Decided December 12, 1986No. 86 Civ. 3328 (RWS)PublishedCited by 33 opinions
1Opinion of the Court
SWEET, District Judge.
Defendants L.F. Rothschild, Unterberg, Towbin (“Rothschild”) and Arthur Levine (“Levine”) have moved to dismiss Counts II through V of a five count complaint filed by plaintiffs Barry and Vivian Newman (the “Newmans”) pursuant to Fed.R.Civ.P. 9(b) and 12(b)(6). 1 Count I of the complaint is a churning claim, Count II a RICO claim, Count III an “unsuitability” claim based on alleged violations of the rules of the New York Stock Exchange and the National Association of Securities Dealers, Count IV is a Section 10(b) claim based on alleged misstatements and omissions in…
2Cases cited15 opinions
- Channel Master Corp. v. Aluminium Limited Sales, Inc.New York Court of Appeals · 1958
- Fed. Sec. L. Rep. P 91,922 James Bloor v. Carro, Spanbock, Londin, Rodman & FassCourt of Appeals for the Second Circuit · 1985
- Mallis v. Bankers Trust Co.Court of Appeals for the Second Circuit · 1980
- Evelyn ZERMAN, Plaintiff-Appellant, v. George BALL, Robert Fomon, and E.F. Hutton & Company, Inc., Defendants-AppelleesCourt of Appeals for the Second Circuit · 1984
- Ochs v. . WoodsNew York Court of Appeals · 1917
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3Cited by33 opinions
- Hoxworth v. Blinder, Robinson & Co.Court of Appeals for the Third Circuit · 1990
- Hoxworth v. Blinder, Robinson & Co.Court of Appeals for the Third Circuit · 1992
- Dan H. Hoxworth Louise A. Hoxworth Bradley Gavron Barry Brownstein Richard Donaldson Mary Donaldson Andress Kernick Edward J. Bush, Rose M. Weber Stanley Bernstein Dorothy Bernstein David Reiff Joel Lieberman Jane Scheck Kenneth J. Holtmeyer, on Behalf of Themselves and All Others Similarly Situated v. Blinder, Robinson & Co., Inc. Meyer Blinder John Cox Intercontinental Enterprises, Inc. Bradley Gavron Daniel H. Hoxworth Louise A. Hoxworth Barry Brownstein Richard Donaldson Mary Donaldson Andress Kernick Edward J. Bush Rose M. Weber Stanley Bernstein Dorothy Bernstein David Reiff Joel Lieberman Jane Scheck Kenneth J. Holtmeyer, on Behalf of Themselves and All Others Similarly Situated v. Blinder, Robinson & Co., Inc. Meyer Blinder John Cox Intercontinental Enterprises, Inc. Barry Brownstein Don Townsend Daniel H. Hoxworth Louise A. Hoxworth Bradley Gavron Barry Brownstein Richard Donaldson Mary Donaldson Andress Kernick Edward J. Bush Rose M. Weber Stanley Bernstein Joel Lieberman Jane Scheck Kenneth J. Holtmeyer, on Behalf of Themselves and All Others Similarly Situated v. Blinder, Robinson & Co., Inc. Meyer Blinder Intercontinental Enterprises, Inc. Meyer Blinder and Intercontinental Enterprises, Inc., in No. 92-1108. John Cox, in No. 92-1116Court of Appeals for the Third Circuit · 1992
- Fed. Sec. L. Rep. P 90,286 Raizy Levitin v. Painewebber, Inc.Court of Appeals for the Second Circuit · 1998
- United States v. Bonanno Organized Crime Family of La Cosa NostraDistrict Court, E.D. New York · 1988
28 more not listed; retrieve them via the Exa API.