Legal Opinion
Fed. Sec. L. Rep. P 93,013 Leonard Brawer v. The Options Clearing Corporation and American Stock Exchange, Inc., Defendants
Court of Appeals for the Second Circuit
Decided December 11, 1986No. 102, Docket 86-7416PublishedCited by 23 opinions
1Opinion of the Court
LUMBARD, Circuit Judge:
Leonard Brawer appeals from a judgment dismissing his complaint against defendants The Options Clearing Corporation (OCC) and American Stock Exchange, Inc. (AMEX) entered in the Southern District by Judge Louis L. Stanton on April 29, 1986. Brawer’s complaint alleges that OCC and AMEX violated §§ 6(b), 17A(b)(3), and 19(g)(1) of the Securities Exchange Act of 1934, as amended (the Act), 15 U.S.C. §§ 78f(b), 78q-l(b)(3), and 78s(g)(l) respectively, 1 by failing to comply with their own rules. The district court, in an opinion reported at 633 F.Supp. 1254 (1986),…
2Cases cited18 opinions
- Silver v. New York Stock ExchangeSupreme Court of the United States · 1963
- Fed. Sec. L. Rep. P 98,860 Athalie Doris Joy v. Nelson L. North, Nelson L. NorthCourt of Appeals for the Second Circuit · 1982
- Auerbach v. BennettNew York Court of Appeals · 1979
- Baird v. FranklineCourt of Appeals for the Second Circuit · 1944
- Fed. Sec. L. Rep. P 95,393 Rosalind Fogel and Gerald Fogel v. George A. Chestnutt, Jr.Court of Appeals for the Second Circuit · 1975
13 more not listed; retrieve them via the Exa API.
3Cited by23 opinions
- Susan A. Desiderio v. National Association of Securities Dealers, Inc.Court of Appeals for the Second Circuit · 1999
- Apex Oil Co. v. DiMauroCourt of Appeals for the Second Circuit · 1987
- Sparta Surgical Corp. v. National Ass'n of Securities Dealers, Inc.Court of Appeals for the Ninth Circuit · 1998
- Anthony J. Bosco v. Robert B. SerhantCourt of Appeals for the Seventh Circuit · 1988
- Fed. Sec. L. Rep. P 90,318, 98 Cal. Daily Op. Serv. 8274, 98 Daily Journal D.A.R. 11,493 Sparta Surgical Corporation v. National Association of Securities Dealers, Inc. Nasdaq Stock Market, Inc.Court of Appeals for the Ninth Circuit · 1998
18 more not listed; retrieve them via the Exa API.