Securities and Exchange Commission v. Tome

833 F.2d 1086

Fed. Sec. L. Rep. P 93,528

SECURITIES AND EXCHANGE COMMISSION, Plaintiff-Appellee,

v.

Giuseppe B. TOME, Paolo Mario Leati, Lombardfin S.p.A.,

Trasatlantic Financial Co., S.A., Nayarit Investments, S.A.,

Finvest Underwriters and Dealers Corp., Certain Purchasers

of the Common Stock and Call Options for the Common Stock of

St. Joe Minerals Corp., and Banca Della Svizzera Italiana, Defendants,

Paolo Mario Leati, Lombardfin S.p.A., Trasatlantic Financial

Co., S.A., Nayarit Investments, S.A., and Finvest

Underwriters and Dealers, Defendants-Appellants.

Nos. 1098, 1099, Dockets 86-6192(L),…