Legal Opinion
Securities & Exchange Commission v. Coates
District Court, S.D. New York
Decided April 6, 2001No. 94 Civ. 5361(CBM)PublishedCited by 26 opinions
1Opinion of the Court
OPINION AND ORDER
MOTLEY, District Judge.
In this securities fraud action brought under the Securities Act of 1933 (“the Securities Act”) and the Securities Exchange Act of 1934 (“the Exchange Act”), the Securities and Exchange Commission (“the Commission” or “the SEC”) brings this motion for summary judgment seeking (i) a finding that George J. Coates (“Coates”) violated Section 10(b) of the Exchange Act, 15 U.S.C. § 78j(b), and Rule 10b-5 thereunder, 17 U.S.C. § 240.10b-5, and (ii) an order requiring Coates to pay civil penalties under the Securities Enforcement Remedies and Penny Stock…
2Cases cited15 opinions
- Anderson v. Liberty Lobby, Inc.Supreme Court of the United States · 1986
- Matsushita Electric Industrial Co., Ltd. v. Zenith Radio CorporationSupreme Court of the United States · 1986
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Superintendent of Insurance of New York v. Bankers Life & Casualty Co.Supreme Court of the United States · 1971
10 more not listed; retrieve them via the Exa API.
3Cited by26 opinions
- Official Committee of Unsecured Creditors of WorldCom, Inc. v. Securities & Exchange CommissionCourt of Appeals for the Second Circuit · 2006
- Securities & Exchange Commission v. HaligiannisDistrict Court, S.D. New York · 2007
- Securities & Exchange Commission v. Global Telecom Services L.L.C.District Court, D. Connecticut · 2004
- Securities & Exchange Commission v. Opulentica, LLCDistrict Court, S.D. New York · 2007
- Securities & Exchange Commission v. LybrandDistrict Court, S.D. New York · 2003
21 more not listed; retrieve them via the Exa API.