Legal Opinion
Securities & Exchange Commission v. Lybrand
District Court, S.D. New York
Decided September 11, 2003No. 00 CIV. 1387(SHS)PublishedCited by 23 opinions
1Opinion of the Court
OPINION AND ORDER
STEIN, District Judge.
After extended proceedings as well as a bench trial on certain damage issues, the sole remaining issue in this litigation is whether to impose civil monetary penalties pursuant to the Securities Enforcement Remedies and Penny Stock Reform Act of 1990, 15 U.S.C. § 78u(d), on three individuals who actively participated in a fraudulent scheme to manipulate stock. For the reasons set forth in this Opinion, monetary penalties are being imposed.
The Securities and Exchange Commission (“SEC”) brought this action seeking entry of monetary and injunctive relief…
2Cases cited7 opinions
- Securities and Exchange Commission v. Robert E. BrennanCourt of Appeals for the Second Circuit · 2000
- Securities & Exchange Commission v. MoranDistrict Court, S.D. New York · 1996
- Securities and Exchange Commission v. Joseph C. PalmisanoCourt of Appeals for the Second Circuit · 1998
- Securities & Exchange Commission v. CoatesDistrict Court, S.D. New York · 2001
- Bilzerian v. Securities & Exchange Commission (In Re Bilzerian)United States Bankruptcy Court, M.D. Florida · 1992
2 more not listed; retrieve them via the Exa API.
3Cited by23 opinions
- Securities & Exchange Commission v. KernCourt of Appeals for the Second Circuit · 2005
- SEC v. GenAudio Inc.Court of Appeals for the Tenth Circuit · 2022
- U.S. Securities & Exchange Commission v. Universal Express, Inc.District Court, S.D. New York · 2009
- Securities & Exchange Commission v. K.W. Brown & Co.District Court, S.D. Florida · 2008
- Securities & Exchange Commission v. HuffDistrict Court, S.D. Florida · 2010
18 more not listed; retrieve them via the Exa API.