Legal Opinion
Flickinger v. Harold C. Brown & Co., Inc.
District Court, W.D. New York
Decided March 28, 1991No. CIV-89-1218SPublishedCited by 3 opinions
1Opinion of the Court
DECISION AND ORDER
SKRETNY, District Judge.
Introduction
Plaintiff William S. Flickinger commenced this action against defendants Harold C. Brown & Co. (“Brown”) and Bradford Broker Settlement, Inc., n/k/a Fidata Brokerage, Inc. (“FBI”), alleging against each defendant (1) violation of § 10(b) of the Securities and Exchange Act of 1934, 15 U.S.C. § 78j, and SEC Rule 10b-5 promulgated thereunder, 17 C.F.R. 240.10b-5 (First and Fifth Causes of Action), (2) fraud in violation of state law (Second and Sixth Causes of Action), (3) breach of contract (Fifth and Seventh Causes of Action), and (4)…
2Cases cited24 opinions
- Chevron Oil Co. v. HusonSupreme Court of the United States · 1971
- Securities & Exchange Commission v. Capital Gains Research Bureau, Inc.Supreme Court of the United States · 1963
- Fed. Sec. L. Rep. P 91,922 James Bloor v. Carro, Spanbock, Londin, Rodman & FassCourt of Appeals for the Second Circuit · 1985
- West v. ConrailSupreme Court of the United States · 1987
- Jo Ann Homes at Bellmore, Inc. v. DworetzNew York Court of Appeals · 1969
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3Cited by3 opinions
- Fed. Sec. L. Rep. P 96,288 William S. Flickinger v. Harold C. Brown & Co., Inc. And Bradford Broker Settlement, Inc., N/k/a Fidata CorporationCourt of Appeals for the Second Circuit · 1991
- Kenneth L. Walsche and Mary Audree Walsche v. First Investors CorporationCourt of Appeals for the First Circuit · 1992
- Flickinger v. Harold C. Brown & Co., Inc.District Court, W.D. New York · 1992