Legal Opinion
Fed. Sec. L. Rep. P 94,494 Securities and Exchange Commission v. Harris A. Shapiro, Norman Berman
Court of Appeals for the Second Circuit
Decided April 9, 1974No. 377, 695 Dockets 72-1927, 73-1120PublishedCited by 142 opinions
1Opinion of the Court
HAYS, Circuit Judge:
The Securities and Exchange Commission brought this action against defendants Shapiro, Berman and others 1 for violations of section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b) (1970), and the Commission’s Rule 10b-5, 17 C.F.R. § 240.10b-5. The district court, finding that violations had been committed, enjoined defendants from further violations of section 10(b) and Rule 10b-5 and ordered defendants to surrender their profits to a trustee. 349 F.Supp. 46 (S.D.N.Y.1972). Defendant Berman brought this appeal.
We affirm.
I
Shapiro and Berman were partners…
2Cases cited13 opinions
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- Mills v. Electric Auto-Lite Co.Supreme Court of the United States · 1970
- Hecht Co. v. BowlesSupreme Court of the United States · 1944
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Fed. Sec. L. Rep. P 93,959 Frank Lanza, Jr. v. Drexel & Co., Theodore J. Kircher and Christie F. VitoloCourt of Appeals for the Second Circuit · 1973
8 more not listed; retrieve them via the Exa API.
3Cited by142 opinions
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
- Arnold B. ELKIND, Plaintiff-Appellee-Cross-Appellant, v. LIGGETT & MYERS, INC., Defendant-Appellant-Cross-AppelleeCourt of Appeals for the Second Circuit · 1980
- Fed. Sec. L. Rep. P 98,813 Securities and Exchange Commission v. Ratilal K. PatelCourt of Appeals for the Second Circuit · 1995
- Castellano v. Young & Rubicam, Inc.Court of Appeals for the Second Circuit · 2001
137 more not listed; retrieve them via the Exa API.