Legal Opinion
Securities & Exchange Commission v. Wyly
District Court, S.D. New York
Decided September 25, 2014No. 10-cv-5760 (SAS)PublishedCited by 18 opinions
1Opinion of the Court
OPINION AND ORDER
SHIRA A. SCHEINDLIN, District Judge:
I. INTRODUCTION
The Securities and Exchange Commission (“SEC”) brought this civil enforcement action against Samuel Wyly and Donald R. Miller, Jr. as the Independent Executor of the Will and Estate of Charles J. Wyly Jr. (“Charles Wyly” and, together with Samuel Wyly, the ‘Wylys”). The SEC alleged ten securities violations arising from a scheme in which the Wylys established a group of offshore trusts and subsidiary entities in the Isle of Man (“IOM”), used those offshore entities to trade in shares of four public companies (the “Issuers”)…
2Cases cited49 opinions
- Dura Pharmaceuticals, Inc. v. BroudoSupreme Court of the United States · 2005
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- United States v. CartwrightSupreme Court of the United States · 1973
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Paroline v. United StatesSupreme Court of the United States · 2014
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3Cited by18 opinions
- United States Securities & Exchange Commission v. WeyDistrict Court, S.D. New York · 2017
- SEC v. GovilCourt of Appeals for the Second Circuit · 2023
- In re WylyUnited States Bankruptcy Court, N.D. Texas · 2016
- Securities and Exchange Commission v. MillerCourt of Appeals for the Second Circuit · 2015
- Securities & Exchange Commission v. TavellaDistrict Court, S.D. New York · 2015
13 more not listed; retrieve them via the Exa API.