Legal Opinion
National Association of Securities Dealers, Inc. v. Fiero
Appellate Division of the Supreme Court of the State of New York
Decided October 26, 2006PublishedCited by 5 opinions
1Opinion of the Court
*548Order and judgment (one paper), Supreme Court, New York County (Carol R. Edmead, J.), entered June 1, 2006, which granted plaintiffs motion for summary judgment and awarded it the principal sum of $1,010,809.25, unanimously affirmed, with costs.
Plaintiffs action to collect the disciplinary fine it had imposed was not a proceeding to confirm an arbitration award, and was thus not subject to a one-year limitation period (CPLR 7510). Plaintiff is authorized by Congress to promulgate and enforce rules governing the conduct of its members (see DL Capital Group, LLC v Nasdaq Stock Mkt., Inc., 409…
2Cases cited4 opinions
- Susan A. Desiderio v. National Association of Securities Dealers, Inc.Court of Appeals for the Second Circuit · 1999
- John R. D'alessio, D'Alessio Securities, Inc. v. New York Stock Exchange, Inc., Richard A. Grasso, Edward A. Kwalwasser, and Robert J. McSweeneyCourt of Appeals for the Second Circuit · 2001
- 303 West 42nd Street Corp. v. KleinNew York Court of Appeals · 1979
- Moran v. Regency Savings Bank, F.S.B.Appellate Division of the Supreme Court of the State of New York · 2005
3Cited by5 opinions
- Fiero v. Financial Industry Regulatory Authority, Inc.Court of Appeals for the Second Circuit · 2011
- Kronish Lieb Weiner & Hellman LLP v. Tahari, Ltd.Appellate Division of the Supreme Court of the State of New York · 2006
- John J. Fiero & Fiero Bros. v. Financial Industry Regulatory Authority, Inc.District Court, S.D. New York · 2009
- Mahoney v. Turner Construction Co.Appellate Division of the Supreme Court of the State of New York · 2007
- John J. Fiero and Fiero Brothers, Inc. v. FinraCourt of Appeals for the Second Circuit · 2011