Legal Opinion

Manning Stoller v. Commodity Futures Trading Commission

Court of Appeals for the Second Circuit

Decided November 23, 1987No. 1113, Docket 86-4175PublishedCited by 15 opinions

1Opinion of the Court

PIERCE, Circuit Judge:

Manning Stoller (“Stoller”), a registered account executive with a commodities brokerage firm, petitions for review of a decision and order entered in an administrative enforcement proceeding before the Commodity Futures Trading Commission (the “Commission”). The administrative complaint charged Stoller and others with en gaging in “wash sales” in violation of section 4c(a)(A) of the Commodity Exchange Act (the “Act”), 7 U.S.C. § 6c(a)(A). The Commission found that Stoller had engaged in prohibited transactions, see In re Collins, [1986-87 Transfer. Binder] Comm.…

2Cases cited10 opinions

  1. Securities & Exchange Commission v. Chenery Corp.Supreme Court of the United States · 1947
  2. National Labor Relations Board v. Bell Aerospace Co.Supreme Court of the United States · 1974
  3. Merrill Lynch, Pierce, Fenner & Smith, Inc. v. CurranSupreme Court of the United States · 1982
  4. Martin Katz and Louana Katz v. The Goodyear Tire and Rubber CompanyCourt of Appeals for the Second Circuit · 1984
  5. National Labor Relations Board v. Majestic Weaving Co., Inc., Local 815, International Brotherhood of Teamsters, IntervenorCourt of Appeals for the Second Circuit · 1966

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3Cited by15 opinions

  1. Katz v. CommissionerUnited States Tax Court · 1988
  2. Ruben Nunez-Pena v. Immigration & Naturalization ServiceCourt of Appeals for the Tenth Circuit · 1992
  3. Stotler and Company and Richard C. Allen v. Commodity Futures Trading CommissionCourt of Appeals for the Seventh Circuit · 1988
  4. Wayne I. Elliott, Francis Maritote, J. Brian Schaer and Jonathan A. Sion v. Commodity Futures Trading CommissionCourt of Appeals for the Seventh Circuit · 2000
  5. Transnor (Bermuda) Ltd. v. BP North America PetroleumDistrict Court, S.D. New York · 1990

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