Enron Corp. Securities, Derivative & "Erisa" Litigation v. UBS PaineWebber, Inc.
District Court, S.D. Texas
1Opinion of the Court
OPINION AND ORDER
MELINDA HARMON, UNITED . STATES DISTRICT JUDGE
The above referenced putative class action alleges violations of the following securities -fraud statutes through ■ Defendants’ scheme to optimize revenue in investment banking fees from UBS Securities LLC’s corporate client, Enron Corp. (“Enron”), at the expense and defrauding of UBS Financial Service’s brokerage retail clients, Lead Plaintiffs Kevin Lamp-kin, Janice Schuette, Bobby Ferrell, Stephen Miller, Terry Nelson, Diane Swiber, Franklin Gittess, and Joe Brown and similarly situated individuals: §§ 11, 12(a)(2) and 15 of…
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