Financial Network Investment Corp. v. Becker
Appellate Division of the Supreme Court of the State of New York
1Opinion of the Court
Order, Supreme Court, New York County (Bruce Allen, J.), entered May 16, 2002, which, insofar as appealed from as limited by the briefs, denied petitioner investment firm’s application to stay arbitration demanded by respondent customers, unanimously affirmed, with costs.
Respondents claim that they bought a fraudulent investment product (ETS phones) on the advice of petitioner’s registered representatives operating out of a New York office, and seek to arbitrate petitioner’s responsibility for their losses before the National Association of Securities Dealers (NASD). Rule 10301 (a) of the…
2Cases cited10 opinions
- Alvarez v. Prospect HospitalNew York Court of Appeals · 1986
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- Vestax Securities Corporation v. Arthur B. McWoodCourt of Appeals for the Sixth Circuit · 2002
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