Legal Opinion

Fed. Sec. L. Rep. P 98,720 Oppenheimer & Co., Inc. v. Ferdinand A. Neidhardt, and Erich Hoepfer, Stephen Rothchild Desimone

Court of Appeals for the Second Circuit

Decided May 11, 1995No. 821, Docket 94-7589PublishedCited by 208 opinions

1Opinion of the Court

LEVAL, Circuit Judge:

This is an action brought by Oppenheimer & Co., Inc. (“Oppenheimer”), a broker and dealer in securities, seeking to stay an arbitration brought against it by alleged customers. Oppenheimer appeals from the orders of the United States District Court for the Southern District of New York, Sonia Soto-mayor, Judge. The district court’s order of December 30, 1993, denied Oppenheimer’s motion to remand the proceeding to the New York state court, where it had been initiated. The order of May 4 and judgment of May 11, 1994, denied Oppenheimer’s motion to stay the arbitration and…

2Cases cited10 opinions

  1. Interocean Shipping Company v. National Shipping and Trading Corporation and Hellenic International Shipping, S.A.Court of Appeals for the Second Circuit · 1972
  2. Mason City & Fort Dodge Railroad v. BoyntonSupreme Court of the United States · 1907
  3. William Manning and Manning & Napier Advisors, Inc. v. Energy Conversion Devices, Inc. And Stanford R. Ovshinsky, and American Arbitration AssociationCourt of Appeals for the Second Circuit · 1987
  4. In Re the Arbitration Between Victorias Milling Co. & Hugo Neu Corp.District Court, S.D. New York · 1961
  5. Sears Roebuck and Company v. Glenwal CompanyDistrict Court, S.D. New York · 1970

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3Cited by208 opinions

  1. Ilah M. Tinder v. Pinkerton SecurityCourt of Appeals for the Seventh Circuit · 2002
  2. UBS Financial Services, Inc. v. West Virginia University Hospitals, Inc.Court of Appeals for the Second Circuit · 2011
  3. Doctor's Associates, Inc. v. Emily DistajoCourt of Appeals for the Second Circuit · 1997
  4. Bensadoun v. Jobe-RiatCourt of Appeals for the Second Circuit · 2003
  5. Chorley Enterprises, Inc. v. Dickey's Barbecue Restaurants, Inc.Court of Appeals for the Fourth Circuit · 2015

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