Legal Opinion

Joseph J. LAWLER, Trustee in Bankruptcy for Frank E. Mower, II, Appellant, v. Thomas W. GILLIAM, Jr. and General Erle Cocke, Jr., Appellees

Court of Appeals for the Fourth Circuit

Decided January 9, 1978No. 76-1951PublishedCited by 59 opinions

1Opinion of the Court

BUTZNER, Circuit Judge:

Joseph J. Lawler, trustee in bankruptcy for Frank E. Mower, II, appeals the judgment of the district court dismissing his claims against Erie Cocke, Jr., and Thomas W. Gilliam, Jr., based on § 12(1) of the Securities Act of 1933, 15 U.S.C. § 777(1), and for liability on their endorsement of two notes under Virginia law. Because we conclude that Lawler should prevail on his § 12(1) claim, we need not decide whether Cocke and Gilliam are also liable on their endorsements of the notes.

In Count I of the amended complaint, Lawler, as trustee for Mower, claims damages under §…

2Cases cited28 opinions

  1. United Housing Foundation, Inc. v. FormanSupreme Court of the United States · 1975
  2. Perma Life Mufflers, Inc. v. International Parts Corp.Supreme Court of the United States · 1968
  3. Kiefer-Stewart Co. v. Joseph E. Seagram & Sons, Inc.Supreme Court of the United States · 1951
  4. Securities & Exchange Commission v. Ralston Purina Co.Supreme Court of the United States · 1953
  5. Fed. Sec. L. Rep. P 93,213 Hill York Corporation v. American International Franchises, Inc., Gurn H. FreemanCourt of Appeals for the Fifth Circuit · 1971

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3Cited by59 opinions

  1. Pinter v. DahlSupreme Court of the United States · 1988
  2. Haberman v. Washington Public Power Supply SystemWashington Supreme Court · 1988
  3. Mallis v. Bankers Trust Co.Court of Appeals for the Second Circuit · 1980
  4. Adalman v. Baker, Watts & Co.Court of Appeals for the Fourth Circuit · 1986
  5. Mitchell Brothers Film Group and Jartech, Inc. v. Cinema Adult Theater, A/K/A Cinema 69Court of Appeals for the Fifth Circuit · 1979

54 more not listed; retrieve them via the Exa API.

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