Legal Opinion
Applied Energetics, Inc. v. NewOak Capital Markets, LLC
Court of Appeals for the Second Circuit
Decided July 13, 2011No. Docket 10-5107-cvPublishedCited by 129 opinions
1Opinion of the Court
RAKOFF, District Judge:
Petitioner-Appellant Applied Energetics, Inc. (“Applied”) appeals the district court’s final order and judgment compelling arbitration of the claims of Respondent-Appellee NewOak Capital Markets, LLC (“NewOak”) before the Financial Industry Regulatory Authority (“FINRA”). Because we find that the parties expressly agreed to adjudicate their disputes before a court, we reverse, and remand to the district court for further proceedings.
BACKGROUND
Applied is a developer and manufacturer of military technology. On September 28, 2005, NewOak, an independent broker dealer,…
2Cases cited8 opinions
- Phillips v. Audio Active Ltd.Court of Appeals for the Second Circuit · 2007
- Vera v. Saks & Co.Court of Appeals for the Second Circuit · 2003
- Primex International Corp. v. Wal-Mart Stores, Inc.New York Court of Appeals · 1997
- Chelsea Square Textiles, Inc., Kenneth Lazar, Lester Gribetz v. Bombay Dyeing and Manufacturing Company, Ltd.Court of Appeals for the Second Circuit · 1999
- Jeffrey N. Mehler and Mary S. Russell v. The Terminix International Company L.P.Court of Appeals for the Second Circuit · 2000
3 more not listed; retrieve them via the Exa API.
3Cited by129 opinions
- Goldman, Sachs & Co. v. City of RenoCourt of Appeals for the Ninth Circuit · 2014
- Michael Dasher v. RBC BankCourt of Appeals for the Eleventh Circuit · 2014
- Goldman, Sachs & Co. v. Golden Empire Schools Financing AuthorityCourt of Appeals for the Second Circuit · 2014
- Abdul Jaludi v. CitigroupCourt of Appeals for the Third Circuit · 2019
- Bassett v. Electronic Arts, Inc.District Court, E.D. New York · 2015
124 more not listed; retrieve them via the Exa API.