Legal Opinion

Goldman, Sachs & Co. v. Golden Empire Schools Financing Authority

Court of Appeals for the Second Circuit

Decided August 21, 2014No. Nos. 13-797-cv, 13-2247-cvPublishedCited by 75 opinions

1Opinion of the Court

JOHN M. WALKER, JR., Circuit Judge:

Because these appeals raise the same legal issue, we dispose of them in a single opinion. In each case, the district court granted a financial services firm’s motion to enjoin a Financial Industry Regulatory Authority (“FINRA”) arbitration brought against the firm by a public financing authority. Goldman, Sachs & Co. v. Golden Empire Sch. Fin. Autk, 922 F.Supp.2d 435 (S.D.N.Y.2013); Citigroup Global Mkts. Inc. v. N.C. E. Mun. Power Agency, No. 13 CV 1703 (S.D.N.Y. May 10, 2013), ECF No. 29. We agree that in each case, the FINRA arbitration rules have been…

2Cases cited29 opinions

  1. Seminole Tribe of Florida v. FloridaSupreme Court of the United States · 1996
  2. Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc.Supreme Court of the United States · 1985
  3. Vaden v. Discover BankSupreme Court of the United States · 2009
  4. Citigroup Global Markets, Inc. v. VCG Special Opportunities Master Fund Ltd.Court of Appeals for the Second Circuit · 2010
  5. Webb v. Investacorp, Inc.Court of Appeals for the Fifth Circuit · 1996

24 more not listed; retrieve them via the Exa API.

3Cited by75 opinions

  1. Yang v. KosinskiCourt of Appeals for the Second Circuit · 2020
  2. Metro. Life Ins. Co. v. BucsekCourt of Appeals for the Second Circuit · 2019
  3. Reading Health System v. Bear Stearns Co IncCourt of Appeals for the Third Circuit · 2018
  4. Kelly v. Honeywell Int'l, Inc.Court of Appeals for the Second Circuit · 2019
  5. Springfield Hosp., Inc., Springfield Med. Care Sys., Inc. v. GuzmanCourt of Appeals for the Second Circuit · 2022

70 more not listed; retrieve them via the Exa API.

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