Legal Opinion
New Jersey Carpenters Health Fund v. Royal Bank of Scotland Group, PLC
Court of Appeals for the Second Circuit
Decided March 1, 2013No. Docket 12-1707-cvPublishedCited by 191 opinions
1Opinion of the Court
KATZMANN, Circuit Judge:
This case requires us to determine whether the Plaintiff-Appellant, New Jersey Carpenters Health Fund (“the Fund”), has stated plausible claims under §§ 11 & 12(a)(2) of the Securities Act of 1933 (“the '33 Act”), 15 U.S.C. § 77a et seq. Subject to certain enumerated exceptions, §§ 11 & 12(a)(2) of the '33 Act impose liability whenever a security’s registration statement or prospectus contains a material misrepresentation or omission. Id. §§ 77k & 77Z(a)(2). Here, the Fund claims that the registration statement and the prospectus (collectively, the “offering…
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