Legal Opinion
Securities & Exchange Commission v. Thomas James Associates, Inc.
District Court, W.D. New York
Decided May 25, 1990No. CIV-90-316TPublishedCited by 19 opinions
1Opinion of the Court
DECISION AND ORDER
TELESCA, Chief Judge.
INTRODUCTION
Plaintiff Securities and Exchange Commission (the “Commission” or the “SEC”) commenced this action March 29, 1990, with the filing of a complaint alleging various violations of the federal securities laws against the defendants, Thomas James Associates, Inc. (“TJA”), Brian S. Thomas (“Thomas”), James A. Villa (“Villa”), George Salloum (“Salloum”), and Joseph V. Gianni (“Gianni”). The complaint seeks permanent injunctive relief as well as various forms of ancillary relief, including the disgorgement of profits accruing to the defendants by…
2Cases cited11 opinions
- Mitchell v. Robert DeMario Jewelry, Inc.Supreme Court of the United States · 1960
- Securities and Exchange Commission v. Manor Nursing Centers, Inc.Court of Appeals for the Second Circuit · 1972
- Securities and Exchange Commission v. First City Financial Corporation, Ltd.Court of Appeals for the First Circuit · 1989
- Fed. Sec. L. Rep. P 96,351 Securities and Exchange Commission v. Commonwealth Chemical Securities, Inc.Court of Appeals for the Second Circuit · 1978
- Fed. Sec. L. Rep. P 93,072 Securities and Exchange Commission v. Texas Gulf Sulphur Company, a Texas CorporationCourt of Appeals for the Second Circuit · 1971
6 more not listed; retrieve them via the Exa API.
3Cited by19 opinions
- Securities & Exchange Commission v. Kenton Capital, Ltd.District Court, District of Columbia · 1998
- Securities and Exchange Commission v. Jt Wallenbrock & Associates Citadel Capital Management Group, Inc., and Larry Toshio Osaki Van Y. IchinotsuboCourt of Appeals for the Ninth Circuit · 2006
- SEC v. GenAudio Inc.Court of Appeals for the Tenth Circuit · 2022
- Securities & Exchange Commission v. Hughes Capital Corp.District Court, D. New Jersey · 1996
- Securities & Exchange Commission v. Great Lakes Equities Co.District Court, E.D. Michigan · 1991
14 more not listed; retrieve them via the Exa API.