Legal Opinion
Securities and Exchange Commission v. Jt Wallenbrock & Associates Citadel Capital Management Group, Inc., and Larry Toshio Osaki Van Y. Ichinotsubo
Court of Appeals for the Ninth Circuit
Decided March 10, 2006No. 04-55100PublishedCited by 63 opinions
1Opinion of the Court
FISHER, Circuit Judge.
At issue is an order entered against parties to a securities pyramid or Ponzi scheme, requiring the principal and his two companies, jointly and severally, to disgorge millions of dollars that the district court found to be ill-gotten gains from their having defrauded numerous investors. The defendants are J.T. Wallen-brock & Associates (“Wallenbrock”) and Citadel Capital Management Group, Inc. (“Citadel”), business entities that were organized and controlled by appellant-defendant Larry Osaki, the managing general partner of Wallenbrock and a 99.5 percent owner of…
2Cases cited13 opinions
- Securities and Exchange Commission v. First Jersey Securities, Inc. And Robert E. BrennanCourt of Appeals for the First Circuit · 1996
- Fed. Sec. L. Rep. P 92,021 Securities and Exchange Commission v. Larry D. Blavin, D/B/A Providence Investment AdvisoryCourt of Appeals for the Sixth Circuit · 1985
- Securities & Exchange Commission v. Kenton Capital, Ltd.District Court, District of Columbia · 1998
- Donald Hateley, the Cambridge Group, and Wendy Seretan v. Securities and Exchange CommissionCourt of Appeals for the Ninth Circuit · 1993
- Litton Industries, Inc. v. Lehman Bros. Kuhn Loeb Inc.District Court, S.D. New York · 1990
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3Cited by63 opinions
- Liu v. SEC. & Exch. Comm'nSupreme Court of the United States · 2020
- Securities & Exchange Commission v. CMKM Diamonds, Inc.Court of Appeals for the Ninth Circuit · 2013
- Consumer Financial Protection v. Chance GordonCourt of Appeals for the Ninth Circuit · 2016
- Securities & Exchange Commission v. WhittemoreCourt of Appeals for the D.C. Circuit · 2011
- SEC v. GenAudio Inc.Court of Appeals for the Tenth Circuit · 2022
58 more not listed; retrieve them via the Exa API.