Legal Opinion
Fed. Sec. L. Rep. P 93,819 David Kasner and Joan Kasner v. H. Hentz & Co. And Ralph Nernberg
Court of Appeals for the Fifth Circuit
Decided April 4, 1973No. 72-1575PublishedCited by 4 opinions
1Opinion of the Court
INGRAHAM, Circuit Judge:
Plaintiffs-appellants, customers of H. Hentz & Co., a brokerage firm, brought suit against the firm and Ralph Nernberg, its registered agent, to recover damages allegedly occasioned by Nernberg’s false dealings and breach of trust in handling plaintiffs’ discretionary stock account. More particularly, plaintiffs sought damages from Nernberg and Hentz on three theories: (1) violations of 15 U.S.C. § 78 j, 15 U.S.C. § 78o(c) (1)-(2) and Securities Exchange Commission Rules 10b-5 and 15(c)(1)-(2) promulgated thereunder; (2) negligent failure to properly supervise and…
2Cases cited7 opinions
- Fed. Sec. L. Rep. P 93,548 Radiation Dynamics, Inc. v. Lawrence GoldmuntzCourt of Appeals for the Second Circuit · 1972
- Hecht v. Harris, Upham & Co.District Court, N.D. California · 1968
- Clement A. Evans & Co., Inc. v. William J. McAlpine Jr.Court of Appeals for the Fifth Circuit · 1970
- Robinson v. Merrill Lynch, Pierce, Fenner & Smith, Inc.District Court, N.D. Alabama · 1971
- Fed. Sec. L. Rep. P 93,775 Leo P. McCurnin Jr. v. Kohlmeyer & Company and Jack D. DrakeCourt of Appeals for the Fifth Circuit · 1973
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3Cited by4 opinions
- Fed. Sec. L. Rep. P 94,302 the Johns Hopkins University v. William E. HuttonCourt of Appeals for the Fourth Circuit · 1974
- Fed. Sec. L. Rep. P 94,086 Nor-Tex Agencies, Inc., and W. E. Riley v. Richard M. Jones, Charles Owen and Continental National Bank of Fort WorthCourt of Appeals for the Fifth Circuit · 1973
- Arthur Young & Co. v. Mariner Corp.District Court of Appeal of Florida · 1994
- First Union Discount Brokerage Services, Inc. v. MilosDistrict Court, S.D. Florida · 1990