Legal Opinion
Hecht v. Harris, Upham & Co.
District Court, N.D. California
Decided March 28, 1968No. Civ. 44137PublishedCited by 123 opinions
1Opinion of the Court
MEMORANDUM OF DECISION CONTAINING THE FINDINGS AND CONCLUSIONS OF THE COURT (Rule 52 F.R.Civ.P.) *
SWEIGERT, District Judge.
Plaintiff, a customer of Harris, Upham Co., a brokerage firm dealing in securities and commodities, has brought this action against that firm and Asa V. Wilder, its Registered Representative and Commodities Manager, to recover damages for alleged violations of Section 17(a) of the Securities Act of 1933, (15 U.S.C. § 77q(a)); Section 10(b) of the Securities Exchange Act of 1934 (15 U.S.C. § 78j(b); and, Securities Exchange Commission Rule 10b-5 (17 C.F.R. 240.10b-5); the…
2Cases cited23 opinions
- Blau v. LehmanSupreme Court of the United States · 1962
- Colonial Realty Corporation v. Bache & Co.Court of Appeals for the Second Circuit · 1966
- Kardon v. National Gypsum Co.District Court, E.D. Pennsylvania · 1946
- Royal Air Properties, Inc., a Corporation, Harold L. Heathman and Madge I. Heathman v. R. Philip SmithCourt of Appeals for the Ninth Circuit · 1962
- Manuel M. Ellis v. Victor Carter, Etc.Court of Appeals for the Ninth Circuit · 1961
18 more not listed; retrieve them via the Exa API.
3Cited by123 opinions
- Merrill Lynch, Pierce, Fenner & Smith, Inc. v. CurranSupreme Court of the United States · 1982
- Richard Shemtob v. Shearson, Hammill & Co., Inc.Court of Appeals for the Second Circuit · 1971
- Fed. Sec. L. Rep. P 94,437 Hetty Fey v. Walston & Co., Inc., and Robert A. SpiraCourt of Appeals for the Seventh Circuit · 1974
- Bertha Hecht, and v. Harris, Upham & Co., a Partnership, Harris, Upham & Co., Inc., a Corporation, AndCourt of Appeals for the Ninth Circuit · 1970
- Zweig v. Hearst Corp.Court of Appeals for the Ninth Circuit · 1975
118 more not listed; retrieve them via the Exa API.