Legal Opinion
Iacono, MD, Inc. v. Drexel Burnham Lambert, Inc.
District Court, D. Rhode Island
Decided June 8, 1989No. Civ. A. 88-0686 LPublishedCited by 5 opinions
1Opinion of the Court
MEMORANDUM AND ORDER
LAGUEUX, District Judge.
This matter is presently before the Court on defendants’ motion to stay proceedings pending arbitration pursuant to section 3 of the Federal Arbitration Act, 9 U.S.C. § 3. Vincent R. Iacono is an investor who alleges that his broker and brokerage house have violated section 10(b) of the Securities Exchange Act of 1934, 15 U.S.C. § 78j(b); Rule 10b-5, 17 C.F.R. § 240.10b-5; portions of the Employee Retirement Income Security Act (“ERISA”), 29 U.S.C. § 1001 et seq.; 1 and provisions of the Racketeer Influenced and Corrupt Organizations Act (“RICO”),…
2Cases cited11 opinions
- Dean Witter Reynolds Inc. v. ByrdSupreme Court of the United States · 1985
- Rodriguez De Quijas v. Shearson/American Express, Inc.Supreme Court of the United States · 1989
- Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
- Wilko v. SwanSupreme Court of the United States · 1953
- Jack B. Cohen, Betty L. Cohen v. Wedbush, Noble, Cooke, Inc.Court of Appeals for the Ninth Circuit · 1988
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3Cited by5 opinions
- Paulson v. Dean Witter Reynolds, Inc.Court of Appeals for the Ninth Circuit · 1990
- In Re the Complaint of Ballard Shipping Co.District Court, D. Rhode Island · 1990
- Henderson v. Tucker, Anthony and RL DayDistrict Court, D. Rhode Island · 1989
- Paulson v. Dean Witter Reynolds, Inc.Court of Appeals for the Ninth Circuit · 1990
- County of Sacramento v. Everest National Ins. Co.District Court, E.D. California · 2022