Legal Opinion
Paulson v. Dean Witter Reynolds, Inc.
Court of Appeals for the Ninth Circuit
Decided June 6, 1990No. 89-35213PublishedCited by 8 opinions
1Opinion of the Court
ALARCON, Circuit Judge:
Dean Witter Reynolds, Inc., American Insurance Company, Richard Allen, and Robert H. Kehrli (Dean Witter) appeal from the district court’s denial of their motion to compel arbitration of the Richard V. Paulson Family Trust’s and the Gloria-lee Paulson Family Trust’s claims for violation of the federal securities laws.
PERTINENT FACTS
In the summer of 1985, Richard V. Paul-son and Gloriaiee Paulson (the Paulsons) sought investment advice on behalf of themselves and as trustees of the Richard V. Paulson Family Trust and the Gloriaiee Paulson Family Trust (the Family Trusts)…
2Cases cited18 opinions
- Moses H. Cone Memorial Hospital v. Mercury Construction Corp.Supreme Court of the United States · 1983
- Mitsubishi Motors Corp. v. Soler Chrysler-Plymouth, Inc.Supreme Court of the United States · 1985
- Volt Info. Sciences, Inc. v. Bd. of Trustees of Leland Stanford Jr. U.Supreme Court of the United States · 1989
- Rodriguez De Quijas v. Shearson/American Express, Inc.Supreme Court of the United States · 1989
- Shearson/American Express Inc. v. McMahonSupreme Court of the United States · 1987
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3Cited by8 opinions
- Republic of Nicaragua, a Foreign Sovereign v. Standard Fruit Company, Standard Fruit and Steamship Company, and Castle & Cooke, Inc.Court of Appeals for the Ninth Circuit · 1991
- Patrick Home Center, Inc. v. KarrSupreme Court of Alabama · 1999
- Crimson Industries, Inc. v. KirklandSupreme Court of Alabama · 1999
- Three Valleys Municipal Water District City of Lawndale City of San Marino, City of Palmdale Community Redevelopment Agency of the City of Palmdale, Community Redevelopment Agency of the City of Maywood v. E.F. Hutton & Company, Inc., David J. Lane Todd Melillo, Three Valleys Municipal Water District, a Municipal Water District City of Lawndale, a Municipal Corporation City of San Marino, a Municipal Corporation City of Palmdale, a Municipal Corporation the Community Redevelopment Agency of the City of Palmdale, a Public Body, Corporate and Politic Community Redevelopment Agency of the City of Maywood, a Public Body, Corporate and Politic v. E.F. Hutton & Company, Inc., a Delaware Corporation E.F. Hutton & Company, Inc. Shearson Lehman Hutton Inc., a Delaware Corporation First Investment Securities, Inc., an Arkansas Corporation William E. Parodi, Sr. Frederick W. Parodi David J. Lane Todd Melillo William F. Smith Ed OritzCourt of Appeals for the First Circuit · 1991
- In Re DirecTV Early Cancellation Fee Marketing & Sales Practices LitigationDistrict Court, C.D. California · 2011
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