Legal Opinion
Securities and Exchange Commission v. Latta
District Court, N.D. California
Decided April 26, 1965No. Civ. A. 8619PublishedCited by 8 opinions
1Opinion of the Court
MacBRIDE, District Judge.
I
INTRODUCTION
A. Pleadings
1. On March 11, 1963, the Securities and Exchange Commission filed its complaint to enjoin the defendant Estelle Latta from engaging in acts and practices in violation of Section 5(a) and (c) of the Securities Act of 1933 (“Act”), 15 U.S.C. § 77e(a) and (c), in the offer and sale of the securities described below.
2. On October 11, 1963, the Commission with the consent of the defendant and the approval of the court, filed an amended complaint adding allegations that the defendant was engaging in acts and practices in violation of Section 17…
2Cases cited8 opinions
- Los Angeles Trust Deed & Mortgage Exchange v. Securities & Exchange CommissionCourt of Appeals for the Ninth Circuit · 1960
- Calhoon v. HarveySupreme Court of the United States · 1964
- Securities and Exchange Commission v. PayneDistrict Court, S.D. New York · 1940
- David Farrell and Oliver J. Farrell v. United StatesCourt of Appeals for the Ninth Circuit · 1963
- Latta v. Western Inv. Co.Court of Appeals for the Ninth Circuit · 1949
3 more not listed; retrieve them via the Exa API.
3Cited by8 opinions
- The Johns Hopkins University v. William E. HuttonCourt of Appeals for the Fourth Circuit · 1970
- Fed. Sec. L. Rep. P 96,167 William F. Hirk v. Agri-Research Council, Inc., John Burlington, and Glenn AndersenCourt of Appeals for the Seventh Circuit · 1977
- State Ex Rel. Commissioner of Securities v. Hawaii Market Center, Inc.Hawaii Supreme Court · 1971
- Cahill v. Hawaiian Paradise Park CorporationHawaii Supreme Court · 1975
- Johns Hopkins University v. HuttonDistrict Court, D. Maryland · 1968
3 more not listed; retrieve them via the Exa API.