Legal Opinion
David Farrell and Oliver J. Farrell v. United States
Court of Appeals for the Ninth Circuit
Decided September 17, 1963No. 18241PublishedCited by 36 opinions
1Opinion of the Court
JERTBERG, Circuit Judge.
Following trial to a jury, the appellants David Farrell and Oliver J. Farrell brothers, were convicted on thirty-two counts of a thirty-four count indictment. Upon the close of the government’s case, the District Court dismissed Counts 3 and 33 on motion of the government.
Counts 1, 2, and 4 through 17, inclusive, [16 counts] charge offenses under Section 17(a) (1) of the Securities Act of 1933 (15 U.S.C. § 77q(a) (1)), which in pertinent part provides:
“(a) It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments…
2Cases cited16 opinions
- Glasser v. United StatesSupreme Court of the United States · 1942
- Securities & Exchange Commission v. C. M. Joiner Leasing Corp.Supreme Court of the United States · 1943
- Securities & Exchange Commission v. Variable Annuity Life InsuranceSupreme Court of the United States · 1959
- Remmer v. United StatesCourt of Appeals for the Ninth Circuit · 1953
- Ruth Johnson Williams and Fred Cook, Jr. v. United StatesCourt of Appeals for the Ninth Circuit · 1960
11 more not listed; retrieve them via the Exa API.
3Cited by36 opinions
- William Harris v. Palm Springs Alpine Estates, Inc.Court of Appeals for the Ninth Circuit · 1964
- United States v. Hakeem Abdul Rasheed, AKA Clifford Jones, United States of America v. Janice PhillipsCourt of Appeals for the Ninth Circuit · 1981
- UNITED STATES of America, Appellee, v. Lloyd DIXON, Jr., AppellantCourt of Appeals for the Second Circuit · 1976
- Fed. Sec. L. Rep. P 94,737 Juanita McClure v. The First National Bank of Lubbock, Texas, Defendants-Appellees,gaines County DevelopmentsCourt of Appeals for the First Circuit · 1974
- A. M. Pearson v. Denny DennisonCourt of Appeals for the Ninth Circuit · 1965
31 more not listed; retrieve them via the Exa API.