Gonnella v. Securities and Exchange Commission
Court of Appeals for the Second Circuit
1Opinion of the Court
16-3433 Gonnella v. Securities and Exchange Commission In the United States Court of Appeals For the Second Circuit ______________ AUGUST TERM 2019 (Argued: September 9, 2019 Decided: April 2, 2020) Docket No. 16-3433 ______________ THOMAS C. GONNELLA, Petitioner, v. UNITED STATES SECURITIES AND EXCHANGE COMMISSION, Respondent. Before: WESLEY, CHIN, SULLIVAN, Circuit Judges ______________ Petitioner Thomas C. Gonnella challenges a decision of the Securities and Exchange Commission (the “Commission”) finding that he violated section 17(a)(1) of the Securities Act of 1933, section 10(b) of the…
2Cases cited25 opinions
- United States v. OlanoSupreme Court of the United States · 1993
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- Lucia v. SECSupreme Court of the United States · 2018
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