Legal Opinion
John R. D'Alessio and D'Alessio Securities, Inc. v. Securities and Exchange Commission
Court of Appeals for the Second Circuit
Decided August 16, 2004No. Docket 03-4883PublishedCited by 18 opinions
1Opinion of the Court
SACK, Circuit Judge.
The petitioners seek review of an order of the Securities and Exchange Commission (the “Commission” or the “SEC”) sustaining the petitioners’ termination by the New York Stock Exchange (the “Exchange” or the “NYSE”) of their Exchange membership. The petitioners argue that: (1) the Exchange’s partiality required its hearing officer to recuse himself from the disciplinary proceedings that resulted in the petitioners’ termination; (2) the partiality of the Commission similarly required the Commission to recuse itself with respect to its review of the Exchange’s order; and (3)…
2Cases cited25 opinions
- Franchise Tax Bd. of Cal. v. Construction Laborers Vacation Trust for Southern Cal.Supreme Court of the United States · 1983
- Jackson v. Metropolitan Edison Co.Supreme Court of the United States · 1974
- In Re Murchison.Supreme Court of the United States · 1955
- Gibson v. BerryhillSupreme Court of the United States · 1973
- Silver v. New York Stock ExchangeSupreme Court of the United States · 1963
20 more not listed; retrieve them via the Exa API.
3Cited by18 opinions
- Broder v. Cablevision Systems Corp.Court of Appeals for the Second Circuit · 2005
- James M. Robinette v. Commissioner of the Internal Revenue ServiceCourt of Appeals for the Eighth Circuit · 2006
- Burkybile v. Board Of Education Of The Hastings-On-Hudson Union Free School DistrictCourt of Appeals for the Second Circuit · 2005
- Edward John McCarthy v. Securities and Exchange CommissionCourt of Appeals for the Second Circuit · 2005
- Mfs Securities Corp. v. Securities and Exchange Commission, New York Stock Exchange, IntervenorCourt of Appeals for the Second Circuit · 2004
13 more not listed; retrieve them via the Exa API.