Legal Opinion
United States Securities & Exchange Commission v. Ginsburg
Court of Appeals for the Eleventh Circuit
Decided March 19, 2004No. 03-10848PublishedCited by 68 opinions
1Opinion of the Court
CARNES, Circuit Judge:
The SEC brought a civil action against Scott Ginsburg alleging violations of § 10(b) and § 14(e) of the Securities and Exchange Act, 15 U.S.C. §§ 78j(b), 78n(e), and accompanying Rules 10b-5 and 14e-3, 17 C.F.R. §§ 240.10b-5, 240.14e-3. The allegations were that Ginsburg had communicated material nonpublic information to his brother Mark Ginsburg and to his father Jordan Ginsburg regarding EZ Communications, Inc., and Katz Media Group, and that Mark and Jordan had traded on EZ stock using that information.1
The case was tried to a jury which found that Ginsburg had…
2Cases cited23 opinions
- Larry Bonner v. City of Prichard, AlabamaCourt of Appeals for the Eleventh Circuit · 1981
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Rodriguez De Quijas v. Shearson/American Express, Inc.Supreme Court of the United States · 1989
- Herman & MacLean v. HuddlestonSupreme Court of the United States · 1983
18 more not listed; retrieve them via the Exa API.
3Cited by68 opinions
- Arthur v. KingCourt of Appeals for the Eleventh Circuit · 2007
- Klay v. United Healthgroup, Inc.Court of Appeals for the Eleventh Circuit · 2004
- Securities and Exchange Commission v. Joseph J. MonterossoCourt of Appeals for the Eleventh Circuit · 2014
- United States v. LevyCourt of Appeals for the Eleventh Circuit · 2004
- Securities & Exchange Commission v. Richard L. GobleCourt of Appeals for the Eleventh Circuit · 2012
63 more not listed; retrieve them via the Exa API.