Legal Opinion
Securities & Exchange Commission v. Richard L. Goble
Court of Appeals for the Eleventh Circuit
Decided May 29, 2012No. 11-12059PublishedCited by 59 opinions
1Opinion of the Court
COX, Circuit Judge:
The Securities and Exchange Commission (“SEC”) brought this civil enforcement action against Richard L. Goble after he orchestrated a plan to manipulate the amount of money his company was required to set aside to safeguard customer assets. The district court conducted a five-day bench trial to consider the SEC’s claims. The court found Goble liable for committing securities fraud in violation of § 10(b) of the Securities and Exchange Act of 1934 (the “Exchange Act”), 15 U.S.C. § 78j(b), and Rule 10b-5, 17 C.F.R. § 240.10b-5. The court also found that Goble aided and…
2Cases cited41 opinions
- Larry Bonner v. City of Prichard, AlabamaCourt of Appeals for the Eleventh Circuit · 1981
- Basic Inc. v. LevinsonSupreme Court of the United States · 1988
- TSC Industries, Inc. v. Northway, Inc.Supreme Court of the United States · 1976
- Affiliated Ute Citizens of Utah v. United StatesSupreme Court of the United States · 1972
- McComb v. Jacksonville Paper Co.Supreme Court of the United States · 1949
36 more not listed; retrieve them via the Exa API.
3Cited by59 opinions
- United States v. VilarCourt of Appeals for the Second Circuit · 2013
- Securities and Exchange Commission v. Joseph J. MonterossoCourt of Appeals for the Eleventh Circuit · 2014
- Securities & Exchange Commission v. Life Partners Holdings, Inc.Court of Appeals for the Fifth Circuit · 2017
- ML Healthcare Services, LLC v. Publix Super Markets, Inc.Court of Appeals for the Eleventh Circuit · 2018
- John H. Isaacs v. Sprint CorporationCourt of Appeals for the Seventh Circuit · 2001
54 more not listed; retrieve them via the Exa API.